Securities

Commissions & Charges

Securities

Commissions & Charges

The below fees are subject to change without prior notice. Customers can obtain the latest version from their account executive.

Trade-Related Services Charges Min & Max Charges ( If applicable )
Commission 0.25% of transaction amount Min. HK $ 100.00
Transaction Levy 0.0027% of transaction amount Not applicable
Trading Fee 0.005% of transaction amount Not applicable
Stamp Duty 0.1% of transaction amount
(rounded up to the nearest dollar)
Not applicable
CCASS Stock Settlement Fee 0.006% of transaction amount Min. HK $ 2.00
Max. HK $ 100.00
Scrip Handling And Settlement-Related Services Charges Min & Max Charges ( If applicable )
Money Settlement Fee Free Not applicable
Transfer Deed HK $5.00 for each transfer deed Not applicable
Physical Scrip Withdrawal Charge HK $5.00 per board lot Not applicable
Physical Scrip Deposit Charge Free Not applicable
S.I Scrip Delivery Through CCASS HK $50.00 per transaction Not applicable
I.S.I Scrip Delivery Through CCASS Free Not applicable
Compulsory Share Buy-back Fee 0.50% of value eligible securities
+
Handling charge HK $50.00
Not applicable
Nominee Services And Corporate Actions Charges Min & Max Charges ( If applicable )
Collection Fee of Cash / Scrip Dividend or Bond Interest / Privatization (HK Stocks) 0.5% of cash amount of dividend Min. HK $ 30.00
Max. HK $10,000.00
Claims for Dividend / Bonus Share (Chase for Dividend / Bonus Share) Each stock/ time / period HK $400.00
+
Amount received @ 0.5%
Not applicable
Collection Fee of Bonus Issue HK $50.00 Not applicable
Performance of Service Fees HK $2.00 per board lot (odd lot is treated as a board lot) Not applicable
Fee For Rights /
Warrants Exercise /
Covered Warrants & Callable Bull /
Bear Contracts Settlement
 HK $1.00 per board lot (odd lot is treated as a board lot)
+
Handling charge HK$50.00
Auto – Exercise Warrants / Cash Settlement Warrants HK $1.00 per board lot (odd lot is treated as a board lot)
+
Handling charge HK$50.00
Not applicable
Cash Offer / Open Offer  HK $1.00 per board lot (odd lot is treated as a board lot)
+
Handling charge HK$50.00
 Not applicable
Special and Conditional Offer HK$1.00 per board lot (odd lot is treated as a board lot) + Handling charge HK$50.00 Not applicable
Loan & other Services Charges Min & Max Charges ( If applicable )
Margin Account Financing Charge Loan amount@P+2% p.a
(Except special agreement)
Not applicable
IPO HK $20.00 per trade Not applicable
EIPO HK $20.00 per trade Not applicable
Cash Account Overdue Interest Outstanding balance after settlement date @ P+8%
(Except special agreement)
Not applicable
Financing Charge for Subscriptions of Securities  To be determined Not applicable

All cheques should be made payable to “ANLI SECURITIES LIMITED”. For local bank transfer, the bank information is as follows:

  • HSBC
  • HANG SENG BANK
  • CHIYU BANK CORPORATION LTD
  • BANK OF CHINA (HONG KONG) LIMITED
  • 459-217105-001
  • 239-119050-001
  • 039-731-10619239
  • 012-586-0-019536-0